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Japan Regulators Reportedly Consider Disciplinary Action Against Futu's Brokerage Unit Moomoo
2026-06-05 17:32:12
Japan's market regulators are weighing disciplinary action against the local brokerage subsidiary of Futu Holdings Limited (FUTU.US), citing a series of issues including failure to properly identify suspicious transactions, Nikkei reported.

In a statement, Japan's Securities and Exchange Surveillance Commission said that the Financial Services Agency should take administrative action against Moomoo Securities in order to rectify the deficiencies.

Futu dipped 1.4% in pre-market trading to USD94.46.
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